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Level 7 Diploma in International Business Law

Financial Services and Markets Regulation and Civil Offences

IBL704 · Law and Financial Crimes — Week 3 of 16

CourseIBL704
Week3 of 16
SemesterII
TutorOnline in the course chat

This week’s topics

Financial Services and Markets Regulation and Civil Offences

  1. Financial Services and Markets Act 2000 regulatory architecture
  2. Section 380 injunctions and restitution orders
  3. Civil penalties
  4. Dual-track enforcement regimes

What you will be able to do

  • 1.1 Analyse civil offence according to the Financial Services and Markets Act 2000.
  • 1.4 Analyse the general offences of financial crimes under Financial Services and Markets Act 2000, Fraud Act 2006 and Theft Act 1968.
  • 4.4 Evaluate the role of criminal law in supporting financial regulations in the United Kingdom.

Activity

Seminar, guided reading and a short written task: analyse civil offence according to the Financial Services and Markets Act 2000.

Study materials

Videos

  • Asset Land Investment plc and another v The Financial Conduct Authority · YouTube · UKSupremeCourt · 3 min · for registered students

Further resources

  • Financial Services and Markets Act 2000 · Reading · legislation.gov.uk, legislation · for registered students
  • Market abuse (Financial Conduct Authority) · Reading · Other, guidance · for registered students
Materials marked “for registered students” open in the student portal, which is set up as soon as you receive final acceptance.
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Course plan
  • Week 1: Theories and Evolution of White-Collar and Financial Crime
  • Week 2: The General Statutory Framework of Fraud and Theft
  • Week 3: Financial Services and Markets Regulation and Civil Offences
  • Week 4: Market Abuse and Insider Dealing Legal Regimes
  • Week 5: Enforcement and Comparative Regulatory Powers in Capital Ma…
  • Week 6: Anti-Money Laundering Architecture and the Proceeds of Crim…
  • Week 7: Terrorist Financing, Bribery, and Corruption
  • Midterm: Midterm evaluation
  • Week 9: Defences and Civil Remedies in Commercial Fraud Litigation
  • Week 10: Compliance, Reporting Obligations, and Suspicious Activity …
  • Week 11: International Cooperation and Extraterritorial Financial Re…
  • Week 12: Applying Law and Financial Crimes in practice: case studies
  • Week 13: Assignment workshop: research, planning and referencing
  • Week 14: Assignment workshop: drafting, feedback and improvement
  • Week 15: Review and coursework completion
  • Final: Final assessment and submission
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