This week’s topics
Review and coursework completion
- Reviewing the learning outcomes
- Completing and checking coursework against the criteria
- Self-assessment
What you will be able to do
- 1.1 Explain types of securities and associated concepts.
- 1.2 Evaluate key characteristics of each type of security.
- 2.1 Explain regulations and procedures used in trading securities.
- 2.2 Analyse the policies and procedures relating to the trading of securities and new issues in world markets.
- 2.3 Assess issues in global markets including the London Stock Exchange.
- 3.1 Explain the principles of investment theory.
- 3.2 Evaluate the use of securities.
- 3.3 Critically assess the underlying concepts of market analysis and efficiency.
- 4.1 Explain indirect and direct taxes.
- 4.2 Analyse the characteristics of indirect and direct taxes.
- 4.3 Assess the principles of taxation and their implications for relevant stakeholders.
- 5.1 Explain laws and regulations controlling the financial services industry.
- 5.2 Evaluate a range of risk mitigation methods used in investments.
- 5.3 Analyse practical risk mitigation methods.
- 6.1 Explain client portfolios in accordance with customer profiles.
- 6.2 Make justified recommendations of appropriate types of savings and investments.
- 6.3 Critically assess issues relating to portfolio management.
Activity
Guided review of every criterion; coursework completion clinic and peer review.
Study materials
The teaching notes, exercises and videos of this week are in the student portal. Your portal is set up as soon as you receive final acceptance, so you can open them before the semester starts.
