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Level 7 Diploma in Accounting and Finance

Client Profiling and Asset Allocation

AF701 · Investment Analysis — Week 10 of 16

CourseAF701
Week10 of 16
SemesterI
TutorOnline in the course chat

This week’s topics

Client Profiling and Asset Allocation

  1. Investor risk appetite and risk capacity
  2. Investment policy statement design
  3. Retail and institutional savings products
  4. Structured asset allocation recommendations
  5. Mobilising Savings for Investment - Jagjit Chadha

What you will be able to do

  • 6.1 Explain client portfolios in accordance with customer profiles.
  • 6.2 Make justified recommendations of appropriate types of savings and investments.

Activity

Start with this week’s video, then: Seminar, guided reading and a short written task: explain client portfolios in accordance with customer profiles.

Study materials

Videos

  • Mobilising Savings for Investment - Jagjit Chadha · YouTube · Gresham College · 53 min · for registered students
  • Roger Urwin: From Strategic Asset Allocation to a Total Portfolio Mindset · YouTube · CFA Institute · 50 min · for registered students
  • Dr. Anja Hochberg: Balancing Risk and Opportunity in Multi-Asset Portfolios · YouTube · CFA Institute · 22 min · for registered students
  • David Blanchett, CFA: The Role of Commodities in Portfolio Allocation · YouTube · CFA Institute · 26 min · for registered students

Further resources

  • Principles of Finance 2e, ch. 15: How to Think about Investing · PDF · OpenStax, textbook chapter; pp. 455–482 · for registered students
Materials marked “for registered students” open in the student portal, which is set up as soon as you receive final acceptance.
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Admitted students ask questions on this week’s page in the student portal: an AI assistant trained on the course answers first, and during the course’s timetabled classes Connect to your tutor brings your tutor into the chat, who may start a call if needed.

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Course plan
  • Week 1: Securities and Asset Classes
  • Week 2: Securities Valuation and Strategic Use
  • Week 3: Market Operations and New Issues
  • Week 4: Global Capital Markets and the London Stock Exchange
  • Week 5: Investment Theories and Market Efficiency
  • Week 6: Taxation and Investment Decision-Making
  • Week 7: Financial Services Regulation and Compliance
  • Midterm: Midterm evaluation
  • Week 9: Investment Risk Assessment and Mitigation
  • Week 10: Client Profiling and Asset Allocation
  • Week 11: Portfolio Management and Performance Evaluation
  • Week 12: Applying Investment Analysis in practice: case studies
  • Week 13: Assignment workshop: research, planning and referencing
  • Week 14: Assignment workshop: drafting, feedback and improvement
  • Week 15: Review and coursework completion
  • Final: Final assessment and submission
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